Our Staff has compiled our research into a database of FINRA Broker Disclosures for Susquehanna Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Gerard Rosato | 4628107 | 1 | 02/01/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick W Wagoner | 7054993 | 1 | 06/27/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rocco Louis Matteo | 4650587 | 1 | 02/01/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent Morano | 4308825 | 2 | 04/12/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Dantchik | 1802453 | 1 | 04/21/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Yass | 1802451 | 5 | 11/07/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Yass | 1802451 | 5 | 01/27/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Yass | 1802451 | 5 | 12/08/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Yass | 1802451 | 5 | 10/27/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Yass | 1802451 | 5 | 07/07/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |