Our Staff has compiled our research into a database of FINRA Broker Disclosures for Susquehanna Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Andrew Trojan | 7164017 | 1 | 08/28/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
James Joseph Grant Parke | 4832489 | 1 | 12/30/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Charles Joseph Bocchino | 5681082 | 1 | 09/10/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Louis Michael Turchi | 6222457 | 2 | 07/07/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Louis Michael Turchi | 6222457 | 2 | 07/13/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kevin C Kelley | 7773771 | 1 | 08/03/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Christopher Gerrard Larkin | 5880365 | 1 | 04/16/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |