Our Staff has compiled our research into a database of FINRA Broker Disclosures for Susquehanna Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Trojan | 7164017 | 1 | 08/28/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Gerard Rosato | 4628107 | 1 | 02/01/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Joseph Grant Parke | 4832489 | 1 | 12/30/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick W Wagoner | 7054993 | 1 | 06/27/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Alberto Coste | 6426934 | 1 | 09/15/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rocco Louis Matteo | 4650587 | 1 | 02/01/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Joseph Bocchino | 5681082 | 1 | 09/10/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy John Murtha | 4770417 | 1 | 03/04/2004 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Louis Michael Turchi | 6222457 | 2 | 07/07/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vincent Morano | 4308825 | 2 | 04/12/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |