Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy William Sumner | 2717244 | 1 | 08/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Murray Joseph Johnston | 1764304 | 3 | 01/21/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Murray Joseph Johnston | 1764304 | 3 | 11/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian J. Coleman | 5334265 | 3 | 09/25/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Susan Peyret | 4847984 | 1 | 01/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daryle Christopher Graf | 3254947 | 1 | 07/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Henry Cathcart | 1693037 | 5 | 02/08/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian J. Coleman | 5334265 | 3 | 08/29/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Henry Cathcart | 1693037 | 5 | 03/16/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Henry Cathcart | 1693037 | 5 | 04/22/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |