Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Jennings | 3150185 | 2 | 10/29/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Jennings | 3150185 | 2 | 04/02/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Bastien | 5534244 | 1 | 10/05/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sam N Shaw | 7510879 | 1 | 09/02/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Jae Robertson | 7400469 | 1 | 12/24/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Darrel Wahler | 5021826 | 1 | 12/09/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brady Morgan Smith | 5086626 | 1 | 07/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Barnes | 6192734 | 1 | 09/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joe Edwin Waters | 5044439 | 1 | 01/30/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Leroy Mollison | 4700121 | 2 | 03/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |