Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinex Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Nieto | 2535794 | 2 | 11/25/2019 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Brian J. Coleman | 5334265 | 3 | 11/27/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Patrick Wiiliam Woodhouse | 5621862 | 1 | 09/24/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Timothy John Bartholomew | 2983798 | 1 | 12/02/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Chung Yueh Lin | 4737029 | 1 | 06/26/2006 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Richard Laurin McMillan | 1952011 | 1 | 11/13/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Windsor | 2169612 | 1 | 10/16/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Michael Waters | 2421557 | 1 | 11/26/2002 | Customer Dispute | Closed-No Action | $18,806.90 | $0.00 | See FINRA Report |
| John Anthony Johnson | 2756362 | 3 | 06/06/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Paul Charles Hill Jr | 1959724 | 4 | 11/05/1999 | Customer Dispute | Closed-No Action | $5,009.56 | $0.00 | See FINRA Report |