Our Staff has compiled our research into a database of FINRA Broker Disclosures for Security Distributors. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jessica Susan Sanchez | 6200149 | 2 | 01/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jessica Lynn Soderstrom | 7143713 | 3 | 12/09/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jessica Lynn Soderstrom | 7143713 | 3 | 07/26/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jessica Lynn Soderstrom | 7143713 | 3 | 01/25/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |