Our Staff has compiled our research into a database of FINRA Broker Disclosures for Security Distributors. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brody Carl Schuler | 5968048 | 1 | 06/29/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicole Kathryn Nantz | 6264441 | 1 | 05/08/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank John Vargo | 4476400 | 2 | 02/11/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |