Our Staff has compiled our research into a database of FINRA Broker Disclosures for Security Distributors. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Dan Nestel | 1339831 | 2 | 03/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Carr | 2833346 | 1 | 05/24/2001 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |