Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Investors Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Patrick Stark | 5237736 | 2 | 08/28/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Inka Eyvette Ashley-Lassen | 2973299 | 1 | 02/27/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Patrick Stark | 5237736 | 2 | 04/02/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Lee Sheets | 5248677 | 8 | 11/01/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Luke Bernard Szafranski | 4834166 | 1 | 10/06/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |