Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Investors Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brock Nathaniel Nicholas Murphy | 7515192 | 1 | 10/27/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Mothershed | 4713151 | 1 | 03/24/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chad Michael Foslien | 6017008 | 1 | 03/18/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darrian Raquel Felsen | 7302285 | 1 | 07/26/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Duane Kumar Thames | 2873461 | 2 | 09/18/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Walter Poff | 5358641 | 1 | 07/01/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Lee Sheets | 5248677 | 8 | 05/03/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Trianh Phan | 6315623 | 1 | 12/16/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gabriel Lee Chamberlin | 4947808 | 1 | 11/24/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Beck | 6003830 | 1 | 12/10/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |