Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Investors Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jacquelyn Lea Clouser | 6780607 | 10 | 04/19/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Jacquelyn Lea Clouser | 6780607 | 10 | 03/27/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Jacquelyn Lea Clouser | 6780607 | 10 | 01/03/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Jacquelyn Lea Clouser | 6780607 | 10 | 06/05/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Lisa E Carter | 5051996 | 1 | 05/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jacquelyn Lea Clouser | 6780607 | 10 | 03/17/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Jacquelyn Lea Clouser | 6780607 | 10 | 10/25/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Jacquelyn Lea Clouser | 6780607 | 10 | 10/20/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Jacquelyn Lea Clouser | 6780607 | 10 | 10/06/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Jacquelyn Lea Clouser | 6780607 | 10 | 09/25/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |