Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julio Rodriguez | 5896542 | 7 | 07/07/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thomas Stickler | 5635893 | 4 | 04/07/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thomas Stickler | 5635893 | 4 | 10/24/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thomas Stickler | 5635893 | 4 | 06/02/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thomas Stickler | 5635893 | 4 | 02/18/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |