Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julio Rodriguez | 5896542 | 7 | 10/04/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Joshua Mauk | 5915472 | 1 | 03/24/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Julio Rodriguez | 5896542 | 7 | 09/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julio Rodriguez | 5896542 | 7 | 09/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julio Rodriguez | 5896542 | 7 | 09/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julio Rodriguez | 5896542 | 7 | 11/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julio Rodriguez | 5896542 | 7 | 02/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julio Rodriguez | 5896542 | 7 | 07/07/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thomas Stickler | 5635893 | 4 | 04/07/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Narsing Venkat Kommireddi | 3005007 | 2 | 01/29/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |