Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julio Rodriguez | 5896542 | 7 | 09/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julio Rodriguez | 5896542 | 7 | 09/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julio Rodriguez | 5896542 | 7 | 09/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julio Rodriguez | 5896542 | 7 | 11/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julio Rodriguez | 5896542 | 7 | 02/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |