Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Richard Barnes | 7716690 | 1 | 02/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Thomas Drawdy | 4966255 | 1 | 07/09/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Linton Avery | 1101029 | 1 | 12/27/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Christopher Winters | 2598188 | 4 | 04/24/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Christopher Winters | 2598188 | 4 | 03/27/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |