Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lorne Howard Levy | 5581130 | 1 | 02/27/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Phillip Margulin | 2373728 | 1 | 01/05/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Scott Christopher Winters | 2598188 | 4 | 07/22/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Christopher Winters | 2598188 | 4 | 05/05/1999 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |