Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacob Andrew Roggenkamp | 7364118 | 3 | 04/06/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacob Andrew Roggenkamp | 7364118 | 3 | 06/27/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacob Andrew Roggenkamp | 7364118 | 3 | 05/05/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Ryan Williams | 6005200 | 1 | 12/11/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith William Weinman | 2032739 | 3 | 12/31/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith William Weinman | 2032739 | 3 | 10/29/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith William Weinman | 2032739 | 3 | 08/13/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Eric Walters | 4305588 | 2 | 09/02/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Eric Walters | 4305588 | 2 | 08/08/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |