Our Staff has compiled our research into a database of FINRA Broker Disclosures for Continental Investors Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Ray Hartley | 2588078 | 2 | 09/23/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Ray Hartley | 2588078 | 2 | 03/12/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |