Our Staff has compiled our research into a database of FINRA Broker Disclosures for Continental Investors Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Martin Wells | 2961853 | 2 | 10/27/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| James Lowell Purdy | 1836677 | 1 | 09/11/2000 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |