Our Staff has compiled our research into a database of FINRA Broker Disclosures for Continental Investors Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Ray Hartley | 2588078 | 2 | 09/23/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Ray Hartley | 2588078 | 2 | 03/12/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Martin Wells | 2961853 | 2 | 10/27/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Aili M Wild | 6075309 | 6 | 06/07/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aili M Wild | 6075309 | 6 | 01/03/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aili M Wild | 6075309 | 6 | 10/19/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aili M Wild | 6075309 | 6 | 10/10/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aili M Wild | 6075309 | 6 | 07/25/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aili M Wild | 6075309 | 6 | 06/22/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Kenneth Durden Jr | 860423 | 2 | 10/22/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |