Our Staff has compiled our research into a database of FINRA Broker Disclosures for Neuberger Berman Bd LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nikki Anne Marshall | 2605715 | 1 | 12/11/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Marvin Charles Schwartz | 416365 | 1 | 02/16/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Charles Greene | 1172588 | 1 | 07/14/2009 | Customer Dispute | Pending | $65,327.00 | $0.00 | See FINRA Report |