Our Staff has compiled our research into a database of FINRA Broker Disclosures for Neuberger Berman Bd LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Warren Kenefick | 2536500 | 1 | 06/17/2003 | Customer Dispute | Denied | $34,799.20 | $0.00 | See FINRA Report |
| Steven Eisman | 1397510 | 1 | 05/05/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |