Our Staff has compiled our research into a database of FINRA Broker Disclosures for Neuberger Berman Bd LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Michael Case | 3148339 | 1 | 02/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexandru Bacu-Colfescu | 5002921 | 1 | 12/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lauren Farrell van Housen | 5458546 | 1 | 10/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tonya Yvonne Johnson | 6407279 | 7 | 05/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tonya Yvonne Johnson | 6407279 | 7 | 11/19/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tonya Yvonne Johnson | 6407279 | 7 | 07/23/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tonya Yvonne Johnson | 6407279 | 7 | 04/12/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tonya Yvonne Johnson | 6407279 | 7 | 06/26/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tonya Yvonne Johnson | 6407279 | 7 | 06/30/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tonya Yvonne Johnson | 6407279 | 7 | 03/09/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |