Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Allen Warner | 2784883 | 1 | 07/29/2013 | Customer Dispute | Settled | $790,000.00 | $0.00 | See FINRA Report |
| Nicolas Paul Tabellion | 4718102 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Nicholas Clevenger | 1258965 | 1 | 01/10/2005 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Robert Richard Wheeler | 1461387 | 2 | 04/19/2004 | Customer Dispute | Settled | $115,656.00 | $0.00 | See FINRA Report |
| Scott Alan Sprague | 1890546 | 1 | 09/30/2002 | Customer Dispute | Settled | $5,228.56 | $0.00 | See FINRA Report |
| David Edward Siegel | 709175 | 1 | 09/21/1993 | Customer Dispute | Settled | $71,000.00 | $0.00 | See FINRA Report |