Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Derek William Cockrell | 2844773 | 1 | 04/12/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jong Sook Oh | 1548591 | 1 | 07/18/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stuart Bradley Arakelian | 1430141 | 2 | 06/16/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |