Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Vincent Krug | 7149445 | 2 | 12/09/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Freitas Mercado | 2827417 | 1 | 07/30/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Vincent Krug | 7149445 | 2 | 03/04/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Roy Perry | 4824571 | 1 | 06/07/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |