Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Allen Miller | 2953887 | 2 | 08/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Adam Dutton | 4993475 | 2 | 12/05/2018 | Customer Dispute | Denied | $25,462.70 | $0.00 | See FINRA Report |
| Bryan Craig Kelly | 4492741 | 2 | 12/05/2018 | Customer Dispute | Denied | $25,462.70 | $0.00 | See FINRA Report |
| Steven Allen Miller | 2953887 | 2 | 08/13/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael James Germano | 4660076 | 2 | 05/02/2017 | Customer Dispute | Denied | $250,815.00 | $0.00 | See FINRA Report |
| David Bernacchia | 1281847 | 1 | 04/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wilhelmina Deanna Joseph | 262312 | 1 | 06/25/2012 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Michael James Germano | 4660076 | 2 | 06/23/2011 | Customer Dispute | Denied | $9,370.99 | $0.00 | See FINRA Report |
| Robert Michael Baker | 2706889 | 3 | 05/20/2010 | Customer Dispute | Denied | $79,000.00 | $0.00 | See FINRA Report |
| Michael Lee Stradt | 1290196 | 1 | 10/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |