Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brad Lee Chumley | 3133581 | 2 | 05/26/2011 | Customer Dispute | Closed-No Action | $5,400.00 | $0.00 | See FINRA Report |
| Bryan Craig Kelly | 4492741 | 2 | 06/26/2007 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Eric Beiley | 2650274 | 4 | 12/20/2005 | Customer Dispute | Closed-No Action | $6,250.00 | $0.00 | See FINRA Report |
| Travis Aaron Hadwin | 2165987 | 3 | 07/13/2004 | Customer Dispute | Closed-No Action | $76,696.70 | $0.00 | See FINRA Report |
| Christopher Evans McAdoo | 1757312 | 4 | 05/14/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew Michel Denis | 2509457 | 2 | 12/06/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Alexander Rice | 2269699 | 4 | 01/13/1998 | Customer Dispute | Closed-No Action | $243,143.00 | $0.00 | See FINRA Report |
| John Alexander Rice | 2269699 | 4 | 01/08/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |