Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Michael Hoffman | 2232487 | 1 | 08/04/2003 | Customer Dispute | Award / Judgment | $215,000.00 | $124,255.00 | See FINRA Report |
| Christopher Evans McAdoo | 1757312 | 4 | 06/24/2002 | Customer Dispute | Award / Judgment | $100,000.00 | $0.00 | See FINRA Report |
| Theodore Allan Schwab | 1424173 | 1 | 12/27/1996 | Customer Dispute | Award / Judgment | $109,000.00 | $1,000.00 | See FINRA Report |
| Janet Elizabeth Mabry | 1771350 | 1 | 09/12/1990 | Customer Dispute | Award / Judgment | $380,464.00 | $11,769.30 | See FINRA Report |