Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tullett Prebon Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Justin Glassman | 2717136 | 1 | 01/16/2001 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Mark Stanley Puetzer | 2199224 | 2 | 07/17/1997 | Customer Dispute | Settled | $32,342.20 | $0.00 | See FINRA Report |
| Gregory Gunner Olsen | 1023705 | 1 | 03/14/1983 | Customer Dispute | Settled | $821,517.00 | $0.00 | See FINRA Report |