Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tullett Prebon Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Cooper Kinsley | 4791914 | 1 | 03/21/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Wren Berry | 3194153 | 1 | 09/12/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Joseph Welsh | 1191882 | 1 | 04/29/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Waiter Hatfield | 4737076 | 1 | 11/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Stanley Puetzer | 2199224 | 2 | 02/22/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Francis Boyle | 1706932 | 1 | 09/18/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |