Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tullett Prebon Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marcelo Anthony Campillay | 2569060 | 2 | 11/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marcelo Anthony Campillay | 2569060 | 2 | 11/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott William Somerville | 1677192 | 1 | 03/29/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Michael Cashin | 5118771 | 1 | 05/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Filomeno | 1674961 | 1 | 09/23/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Stephen Bier | 5378206 | 2 | 02/22/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Francis Murphy | 1483320 | 1 | 12/18/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Stephen Bier | 5378206 | 2 | 09/23/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jesse James Libby | 4544574 | 1 | 03/05/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Cooper Kinsley | 4791914 | 1 | 03/21/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |