Our Staff has compiled our research into a database of FINRA Broker Disclosures for Quint Capital Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Kingsley Lombardo | 1229340 | 20 | 08/06/2001 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
James Kingsley Lombardo | 1229340 | 20 | 04/05/2001 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
James Kingsley Lombardo | 1229340 | 20 | 01/29/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
James Kingsley Lombardo | 1229340 | 20 | 01/22/2001 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
James Kingsley Lombardo | 1229340 | 20 | 09/12/1997 | Customer Dispute | Settled | $106,257.00 | $0.00 | See FINRA Report |
James Kingsley Lombardo | 1229340 | 20 | 05/16/1997 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
James Kingsley Lombardo | 1229340 | 20 | 05/15/1997 | Customer Dispute | Settled | $126,769.00 | $0.00 | See FINRA Report |
James Kingsley Lombardo | 1229340 | 20 | 03/14/1997 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
James Kingsley Lombardo | 1229340 | 20 | 03/03/1997 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
James Kingsley Lombardo | 1229340 | 20 | 02/12/1997 | Customer Dispute | Settled | $58,500.00 | $0.00 | See FINRA Report |