Potomac Analytics' Logo

FINRA Broker Disclosures for Quint Capital Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Quint Capital Corporation. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 10 out of 47 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Alexander Norman Quint1012135202/14/2023RegulatoryFinal$0.00$0.00See FINRA Report
Anthony Gerrard Giordano1157896412/09/2019Judgment / Lien$0.00$0.00See FINRA Report
Ruben Rene Ramirez2858155104/08/2019Employment Separation After Allegations$0.00$0.00See FINRA Report
Anthony Gerrard Giordano1157896403/10/2016Customer DisputeDenied$0.00$0.00See FINRA Report
William James Powers5901610601/08/2016Judgment / Lien$0.00$0.00See FINRA Report
Ricky Lynn Snyder2796049812/04/2015Judgment / Lien$0.00$0.00See FINRA Report
Ricky Lynn Snyder2796049812/04/2015Judgment / Lien$0.00$0.00See FINRA Report
Robert William Peters1704577111/17/2015FinancialFinal$0.00$0.00See FINRA Report
William James Powers5901610604/15/2015Judgment / Lien$0.00$0.00See FINRA Report
Ricky Lynn Snyder2796049812/05/2014Judgment / Lien$0.00$0.00See FINRA Report

47 Results

Display: