Our Staff has compiled our research into a database of FINRA Broker Disclosures for Quint Capital Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Alexander Norman Quint | 1012135 | 2 | 02/14/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Anthony Gerrard Giordano | 1157896 | 4 | 12/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ruben Rene Ramirez | 2858155 | 1 | 04/08/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Anthony Gerrard Giordano | 1157896 | 4 | 03/10/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
William James Powers | 5901610 | 6 | 01/08/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ricky Lynn Snyder | 2796049 | 8 | 12/04/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ricky Lynn Snyder | 2796049 | 8 | 12/04/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Robert William Peters | 1704577 | 1 | 11/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
William James Powers | 5901610 | 6 | 04/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ricky Lynn Snyder | 2796049 | 8 | 12/05/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |