Our Staff has compiled our research into a database of FINRA Broker Disclosures for Quint Capital Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Norman Quint | 1012135 | 2 | 02/14/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert William Peters | 1704577 | 1 | 11/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Gerard Lindquist | 1557994 | 1 | 05/30/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 08/27/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 09/29/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Lawrence Rule | 1972917 | 4 | 05/25/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Lawrence Rule | 1972917 | 4 | 01/06/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Lawrence Rule | 1972917 | 4 | 07/14/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |