Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Enterprise Investment Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Abigail Polson | 6973426 | 1 | 12/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darren Christian Hayes | 2527056 | 4 | 10/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darren Christian Hayes | 2527056 | 4 | 05/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darren Christian Hayes | 2527056 | 4 | 03/25/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darren Christian Hayes | 2527056 | 4 | 11/13/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Heather Trisa Gottbrath | 5145107 | 3 | 03/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Heather Trisa Gottbrath | 5145107 | 3 | 07/12/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lonnie Ray Vogt | 2818908 | 2 | 09/26/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lonnie Ray Vogt | 2818908 | 2 | 12/11/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samuel Joseph Cote | 5268054 | 1 | 07/08/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |