Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Enterprise Investment Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Joseph Kacer | 5924818 | 1 | 01/01/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jessica Gomez | 4799347 | 1 | 04/01/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Patrick Hogan | 5581577 | 1 | 07/06/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nickolas Gordon Laplante | 5170883 | 1 | 04/18/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Lilly Becker | 5161751 | 1 | 09/12/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Paul Donner | 6905649 | 6 | 09/04/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Paul Donner | 6905649 | 6 | 06/06/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Altovise Johnson | 6052075 | 1 | 06/18/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Colin Peter Creegan | 3175361 | 1 | 03/16/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chad Michael Towey | 4313658 | 1 | 10/31/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |