Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Enterprise Investment Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darren Christian Hayes | 2527056 | 4 | 10/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darren Christian Hayes | 2527056 | 4 | 05/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darren Christian Hayes | 2527056 | 4 | 03/25/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darren Christian Hayes | 2527056 | 4 | 11/13/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karen Jean Cerasa Dotson | 2959050 | 6 | 02/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Jean Cerasa Dotson | 2959050 | 6 | 01/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Jean Cerasa Dotson | 2959050 | 6 | 09/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Trisa Gottbrath | 5145107 | 3 | 03/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karen Jean Cerasa Dotson | 2959050 | 6 | 12/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Jean Cerasa Dotson | 2959050 | 6 | 11/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |