Our Staff has compiled our research into a database of FINRA Broker Disclosures for UMB Distribution Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher William Sloan | 2563796 | 3 | 01/23/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher William Sloan | 2563796 | 3 | 01/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher William Sloan | 2563796 | 3 | 09/15/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |