Our Staff has compiled our research into a database of FINRA Broker Disclosures for UMB Distribution Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aleksandra Marinic Guthrie | 7516421 | 1 | 05/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Michael Zucco | 1723684 | 1 | 07/06/2004 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Marc Joe Bowen | 1563379 | 1 | 08/28/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |