Our Staff has compiled our research into a database of FINRA Broker Disclosures for UMB Distribution Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Alfred Pieretti | 4292362 | 2 | 06/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Alfred Pieretti | 4292362 | 2 | 05/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |