Our Staff has compiled our research into a database of FINRA Broker Disclosures for Level Four Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Kay Miller | 4175240 | 1 | 08/20/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rafael Sosa Matos | 2244039 | 2 | 07/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rafael Sosa Matos | 2244039 | 2 | 07/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tiare Larsen | 6703839 | 1 | 08/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael J Boatman | 4698873 | 1 | 11/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joann Rachele Palmere | 5533103 | 1 | 07/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |