Our Staff has compiled our research into a database of FINRA Broker Disclosures for Level Four Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Saunders McCloud | 2770466 | 1 | 06/29/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Melina Trevino | 6126643 | 1 | 09/15/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stefan Marchut Lavallee | 3162652 | 5 | 06/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric James Phillips | 3242965 | 3 | 11/30/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |