Our Staff has compiled our research into a database of FINRA Broker Disclosures for Level Four Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric James Phillips | 3242965 | 3 | 02/16/2015 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Christopher Mark Scout | 2412842 | 2 | 05/07/2003 | Customer Dispute | Closed-No Action | $10,946.20 | $0.00 | See FINRA Report |
| Kerry Constantine Geaneas | 2391503 | 5 | 05/04/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kerry Constantine Geaneas | 2391503 | 5 | 10/11/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |