Our Staff has compiled our research into a database of FINRA Broker Disclosures for Deutsche Bank Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Noble Upton | 4492786 | 7 | 03/05/2013 | Customer Dispute | Settled | $19,443,000.00 | $0.00 | See FINRA Report |
| Leslie A Danilson | 5099033 | 3 | 02/08/2010 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Eric Stuart Hackel | 2792015 | 1 | 11/14/2007 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Lee Talmadge Joyner | 2123983 | 1 | 09/13/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |