Our Staff has compiled our research into a database of FINRA Broker Disclosures for Deutsche Bank Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kent Ryan Penwell | 1907032 | 1 | 06/24/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Janea Dasche Mitchell | 6260098 | 1 | 11/30/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Lars Barfod | 6985836 | 1 | 03/27/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin C Yang | 6489407 | 1 | 02/28/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Marie Arismendi | 5102692 | 1 | 12/09/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Grimball | 5579442 | 1 | 11/15/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jessica Morris | 6546911 | 1 | 02/25/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carlos A Ferreira | 4219965 | 1 | 04/06/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Wade Gauthier | 2419599 | 1 | 06/29/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leslie A Danilson | 5099033 | 3 | 02/06/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |