Our Staff has compiled our research into a database of FINRA Broker Disclosures for Deutsche Bank Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Garrett Scott Neubart | 2558442 | 1 | 08/23/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Damon Crittendon | 2582290 | 2 | 03/03/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Vito Judycki | 2678238 | 2 | 11/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Breanna Rose Morrissey | 7630448 | 1 | 05/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamison Daniel Eagan | 2528279 | 1 | 01/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Vito Judycki | 2678238 | 2 | 06/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kent Ryan Penwell | 1907032 | 1 | 06/24/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Norton Perry | 3083799 | 1 | 05/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leslie A Danilson | 5099033 | 3 | 04/09/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Janea Dasche Mitchell | 6260098 | 1 | 11/30/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |