Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independence Capital Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas William Moran | 5861214 | 1 | 09/28/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Carl Sabo | 4107248 | 2 | 03/17/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Carl Sabo | 4107248 | 2 | 02/07/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |