Our Staff has compiled our research into a database of FINRA Broker Disclosures for Independence Capital Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sohrab Sadegi | 3064894 | 1 | 06/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian David Miller | 5144274 | 1 | 04/07/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Gregory Scheiman | 1508288 | 1 | 08/30/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |